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Operational resilience.

Digital operational resilience as a reporting problem: the DORA Register of Information, major incident notification, testing obligations and the UK regime that runs alongside them — written for the team that has to assemble the submission.

Operational resilience regulation asks a financial entity to prove that it can keep running when its technology or its providers do not. In the European Union that duty is codified by the Digital Operational Resilience Act, which turns resilience into concrete, dated deliverables: a maintained register of every information and communication technology service arrangement, notification of major incidents on a defined clock, resilience testing, and formal oversight of critical third-party providers. In the United Kingdom the supervisory authorities pursue the same objective through a different construction, built on important business services, impact tolerances and self-assessment.

This pillar collects what the REGREP Regulatory Team publishes across both regimes — practitioner guides, the questions we are asked repeatedly, and reference material on the register templates and their validation rules. Every record cites at least one official source, the regulation, technical standard or authority guidance it rests on, and carries the date it was last reviewed. When a template version or a validation rule changes, the record is revised and the change is summarised rather than quietly replaced.

The register is where most of the work sits, and most of the pain is structural rather than conceptual. Entities and providers must be identified consistently across templates, contractual arrangements have to reconcile with the functions they support, provider identifiers must resolve, and the same entity has to appear the same way in every template that references it. A register that reads correctly to a human still fails on cross-template referential checks.

Nothing here is legal or regulatory advice, and submission mechanics differ by national competent authority even where the underlying standard does not. Confirm the current template version and submission channel with your authority before you file. When you are ready to build and validate the register rather than read about it, it maps to a REGREP module.

What sits in this pillar

Frameworks
DORA · UK operational resilience
Filing population
European Union financial entities in scope of DORA, and United Kingdom firms subject to the operational resilience rules
Resource types
Guides · Questions and answers · Datasets · Catalogues
Publishing standard
At least one official source, a link target and a review date on every record
Byline
REGREP Regulatory Team

The obligations

Who is caught, what has to be produced, and the REGREP route for each.

All regulation pages

DORA — Register of Information

Single entity
Who is caught
Financial entities in scope of DORA, which spans credit institutions, investment firms, payment and electronic money institutions, insurers, crypto-asset service providers and more.
What is produced
A structured register of contractual arrangements for information and communication technology services, covering entities, providers, functions supported and the assessment of criticality, submitted to the national competent authority.
Where it breaks
Cross-template referential integrity, provider and entity identifiers that do not resolve, function mapping that contradicts the criticality assessment, and duplicate arrangements counted twice.

DORA — group register

Consolidated and multi-entity
Who is caught
Groups that maintain a consolidated or sub-consolidated register, or that file for several regulated entities across more than one national competent authority.
What is produced
One coherent register across the group perimeter, with shared providers and intra-group arrangements represented consistently in every entity view.
Where it breaks
Perimeter definition, intra-group arrangements treated inconsistently by entity, and divergent provider records inherited from separate source systems.

DORA — incidents and testing

Notification and resilience testing
Who is caught
The same population as the register, with additional expectations for entities identified for advanced, threat-led penetration testing.
What is produced
Classification of incidents against the regulatory criteria, initial, intermediate and final notifications on the prescribed clock, and evidence from the testing programme.
Where it breaks
Classification judgement under time pressure, aggregating related events into one incident, and reconciling notification content with the register entries for the affected services.

UK operational resilience

Important business services
Who is caught
United Kingdom firms and financial market infrastructures subject to the supervisory authorities’ operational resilience rules.
What is produced
Identification of important business services, impact tolerances set for each, mapping of the resources that support them, scenario testing and a maintained self-assessment available to supervisors.
Where it breaks
Service definitions drawn too broadly to test, tolerances asserted without evidence, and mapping that stops at the first outsourced provider.

Resources

Everything published under this pillar, newest first.

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Filing dates for these obligations

Reviewed submission dates, shown in each deadline’s local timezone with the official source attached. Guidance only — always confirm the current date with your national competent authority.

Deadline calendar

Reading is one thing. Filing is another.

Build the register, run the validations and produce the submission on your own data. Record keeping and validation are free until you export.